On November 19, 2020, Llinks successfully held a seminar titled "Hot Legal Issues in Public Offering of Fund Industry in 2020" in Shanghai. With over 160 managers and professionals from legal and compliance department participated in this seminar.
This seminar followed new topics and hot issues closely related to the fund industry. Four experts from the Fund, Dispute Resolution and Compliance team made excellent thematic speeches and conducted in-depth exchanges and discussions with participants.
Base on the theme of "Review of the Opening-up Policy of the Asset Management Industry in 2020", Ms. Sandra Lu, a Partner in Funds team, introduced the main policies and progress of the asset management industry in the access of manager and custodian, and financial management in the Greater Bay Area since 2020，and shared prospects and thoughts on the opening up of the asset management industry in the future.
Mr. Peiming Yang a partner in the Dispute Resolution team, focused on "Education or Protection- Roles in Asset Management Disputes". Mr. Yang took dozens of cases over the past years since the release of "Minutes of the National Courts' Civil and Commercial Trial Work Conference", to analyze the financial consumer protection standards and the principal of liability fixation in current judicial environment，and shared typical cases of channel business disputes.
With the theme of "Digital Survival of Fund Operation", Mr. Xun Yang, a technical and legal expert, combined with the practice of financial industry, introduced legislation, judicial practices, regulatory policies and legal risks related to various financial technology, data rights and personal information protection.
Mr. Ming Li, a partner in the Funds team, took "Changes and Challenges of New Sales Rules for Investors Appropriateness Management"as the theme. Mr. Li analyzed in depth the challenges to fund managers and sales agencies from the basic requirement of the new sales rules for risk disclosure, risk rating and investor appropriateness.
Llinks will continue to maintain its focus on cutting-edge and hot issues in the industry in a professional and pragmatic manner, and provide a platform for extensive participation of professionals in the industry in various ways such as seminars.
